Navigating the New SEC Marketing Rule for Fintech Companies
- Author
- Womble Bond Dickinson
- Published
- Sat 13 Jul 2024
- Episode Link
- None
The world of investment advising is rapidly evolving, and AI is at the forefront of this transformation. With these advancements, however, come new regulations designed to ensure transparency and fairness. The SEC Marketing Rule, revamped in 2020, has significant implications for fintech companies, especially those leveraging AI.
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About the authors:
Louis Froelich
Joshua Wabnik
