Shield, a communication compliance platform for financial institutions, raises $20M
- Author
- TechCrunch
- Published
- Thu 01 Dec 2022
- Episode Link
- https://omny.fm/shows/techcrunch-startup-news/shield-a-communication-compliance-platform-for-fin
Two months ago, the Securities and Exchange Commission (SEC) said it had fined 16 Wall Street firms more than $1.1 billion for “widespread recordkeeping failures” regarding maintaining electronic communications, contravening federal securities laws.
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