Fully Invested: SEC Requests
- Author
- Ropes & Gray LLP
- Published
- Tue 13 Sep 2022
- Episode Link
- https://share.transistor.fm/s/e24496dd
In this episode of Fully Invested, Ropes & Gray asset management attorneys Nicole Krea, Jessica Marlin, and litigation & enforcement attorney Matt McGinnis introduce listeners to the contours and typical lifecycles of SEC examinations for registered investment advisers.
