fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?
- Author
- fi360, Inc.
- Published
- Fri 09 Sep 2016
- Episode Link
- http://fiduciarytalk.blogspot.com/2016/09/fi360-fiduciary-talk-37-fiduciary-angle.html
As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.
